The securities attorneys at Lehman, Lee & Xu are among the first generation of Chinese securities lawyers. Their early experience in the fields of securities offering and listing, banking, financing, foreign exchange regulations, and foreign direct investment, has allowed them to gain insightful expertise in the securities market.
Since 1992, Lehman, Lee & Xu has assisted numerous companies and financial institutions with their public offerings, private placements, offerings of bonds, convertible bonds and depository receipts and listings on stock exchanges in Shanghai, Shenzhen, Hong Kong and overseas.
Always endeavoring to improve our services, Lehman, Lee & Xu has established long term working relationships with many leading commercial banks both in China and overseas. We have represented many Fortune 500 corporations and leading State-owned and private Chinese companies. We have assisted clients in developing direct investment, securities offerings and listings, privatization, mergers and acquisitions and liquidations and bankruptcy strategies.
On the basis of our experience in transforming an enterprise into a stock company and obtaining listing on the securities exchanges within and beyond China, Lehman, Lee & Xu is experienced in providing the following services.
- Providing legal proposals on the validity and feasibility of restructuring plans;
- Assisting in the drafting and the revising of proposals of charter member agreements;
- Drafting of application materials, including feasibility reports for the establishment of stock companies;
- Drafting the contracts necessary for company listings and clearly defining the rights and management relationships between a listed company and the parent company, as well as the legal relationship between the stock company and the subsidiary or affiliate;
- Providing opinions on the feasibility of an issuance of shares and the listing on the securities exchange;
- Assisting in all relevant application and administration procedures regarding the issuance and transaction of shares.
Lehman, Lee & Xu Securities Client List
- Assisted Bensen China Fund in listing its shares on the securities exchange in Britain;
- Assisted Qingdao Haire Co., Ltd. in its transformation into a company limited by shares and the issuance of A share;
- Researched and developed the strategy of a public offering and the transformation into a stock company for Anqing Petrochemical Head Factory;
- Issuance of $100,000,000 Asian dollars of the China International Entrustment & Investment Co., Ltd.;
- Assisted in the transforming of China International Entrustment & Investment (Shenzhen) Co., Ltd. into a company limited by shares;
- Shenzhen Yuanye Industry Co., Ltd.
- Provided important legal proposals concerning the share rights of Yuanye Company for the municipal government of Shenzhen and Shenzhen Branch of the People's Bank of China;
- Nominated by the Intermediate People's Court of Shenzhen City, Guangdong Province to submit the "Appraisal report on Hong Kong Runtao Industrial Corporation's capital investment, share holding and use of share right in Shenzhen Yuanye Industry Co., Ltd", which was an especially important case due to being the first of its kind in China where a company was both listed on domestic and overseas securities exchanges;
- Transformation into a stock company and the initial listing of Changchun Car City General Merchandise Co., Ltd.;
- Provided consultation regarding a project financed and purchased by the International Finance Corporation, World Bank.
- Entrusted by overseas attorneys to provide relevant legal services for Shenzhen Chiwan Co., Ltd. in the issuance of B shares;
- Assisted Nanjing Tianlong Co., Ltd. in their listing on the domestic securities exchange;
- Provided legal services for Hong Kong Paliburg Development Ltd. in their listing on the Hong Kong Securities Exchange;
- Provided legal services for Amway Co., Ltd regarding international stock selling and listing on overseas securities exchanges;
- Assisted Jiangxi Jiangling Ltd. in the issuance of A shares and B shares and their listing on the domestic securities exchange;
- Provided legal services for Guizhou Tyre Ltd. in their listing on the domestic securities exchange;
- Provided legal services for the sale and listing on overseas securities exchanges of China Refrigeration Holding Inc. (Bermuda);
- Transformed Hubei Shalongda Co. into a company limited by shares;
- Assisted Jilin Chemical Industry Ltd. in their listing on overseas securities exchange and issuing shares;
- Planned and established Beijing Qianlong Industry Ltd.;
- Assisted Xi'an Liberation General Merchandise Ltd. in their listing on the domestic securities exchange;
- Entrusted by overseas attorneys to provide legal services to Shenzhen Feiyada Watch Industry Ltd. in their issuance of B shares;
- Assisted Heilongjiang Mudanjiang Petrochemical Ltd. in their listing on the domestic securities exchange;
- Provided legal services for Taishan Petrochemical Ltd. in their listing on the domestic securities exchange;
- Provided legal services for the transformation of Shenyang Liming Garment Ltd. into a stock company and their listing on the domestic securities exchange;
- Provided consultation services regarding the sale of Hainan Haihong Enterprise Ltd. to Zhonghaihong Industry Development Co.;
- Provided legal services for Gansu Languang Technology Ltd. in their listing on the domestic securities exchange;
- Provided legal services for China Jianong Tea Industry Ltd. in their listing on the domestic securities exchange;
- Assisted Hainan Aviation Ltd. in their listing on the domestic securities exchange and their issuing of A and B shares;
- As the China law consultant of Asian Development Bank (ADB), provided legal services for the project of structural reformation of China Huaneng (Group) Co.;
- Provided legal services for the initial listing of the RMB 1.4 billion construction bond of China Entrustment and Investment Co., as attorney of the issuer;
- Assisted in the transforming of a school-owned enterprise group of a renowned university into a stock company and issuing A shares.
